Senior Compliance Officer - Coverage and Sectors

Job Facts

Minimum Requirements

• 8-10 years - The role requires a seasoned expert in Compliance with a sound knowledge of the relevant regulatory requirements specifically Anti-Money Laundering legislation and upcoming developments applicable to a specific business area as well as a solid understanding of banking products and activities.
• 5 years - Full understanding of conduct risk management
• 5 years - Sound knowledge of Exchange Control, FAIS and National Credit Act legislation
• Articulating Information
• Convincing People
• Documenting Facts
• Empowering Individuals
• Establishing Rapport
• Exploring Possibilities
• Following Procedures
• Generating Ideas
• Interacting with People
• Making Decisions
• Providing Insights
• Upholding Standards
• Evaluation of Internal Controls
• Financial Acumen
• Financial Industry Regulatory Framework
• Legal Compliance
• Process Governance
• Risk Awareness

Responsibilities

• To enable the execution of Compliance Risk Management processes and activities within Business and Commercial Banking SA and across all its jursidictions to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.